Using COSO for Compliance & SOX Training Course- Washington, DC - (CCS)

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Using COSO for Compliance &amp; SOX Training Course

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COSO Three-Day CPE CourseJoin us for a unique, interactive workshop that "walks you through" the latest update of the Internal Control Integrated Framework (ICIF 2.0) of the Committee of Sponsoring Organizations of the Treadway Commission (COSO).This course is for business professionals who work for public corporations that are required to comply with the Sarbanes-Oxley Act (SOX), as well as non-public organizations. Our comprehensive training is for anyone in audit, compliance, accounting, information technology, etc. who wants to obtain a solid understanding of the COSO internal controls that help organizations reduce risk. We present the roadmap to COSO compliance and documentation based on textbook approaches and real-world guidance from our client engagements. Each attendee will go home with a set of 36 documents that were used to create the workshop.Relax, learn and enjoy through expert instructor presentations, group discussions, role-playing, audit and compliance exercises, white-board diagramming and simulations. Benefits of AttendingThis course, offered by the leading authority in the COSO Internal Control Framework, Corporate Compliance Seminars (CCS), moves the participants thru the COSO framework and covers how to design, implementation, and maintenance of a successful internal control system.This principles-based course, in a live classroom, encourages participants to think about the COSO Framework in terms of their own entities while covering a variety of topics including types of objectives, components of internal control, principles and points of focus, roles and responsibilities, and limitations of internal control.Seminar Highlights- Top Down risk-based Approach Defined- Best Practices to Control Environment Documentation and Assessment- Entity Level Control Documentation- Risk Assessment Documentation- How to Manage Communication with External Auditors and Audit Committee- Workshops focused on Major DeliverablesLearning Objectives- Attendees will understand top down assessments and their application- Attendees will learn the compliance requirements of the Sarbanes-Oxley Act- Attendees will discuss relationship with their external auditors under Audit Standard 5- Attendees will identify methods for improving their internal control frameworksKey Issues on the AgendaIntroductionsSection 1 - Introduction and Overview- About Us and About Your Instructor- Who are You? What are Your Needs?- Overview of Agenda Tailored to Your NeedsSection 2 - History Lesson- What is "Internal Control" and Why Are Controls So Important?- What is "Risk"? Can Risk Be Managed?- Background of Internal Control Legislation- Regulatory Requirements from the SEC, PCAOB and Others- History of the COSO CommitteeSection 3 - The COSO ICIF: Then and Now- Why was the COSO ICIF Developed?- The Original Framework- What Happened to Prompt the Update?- The Current FrameworkSection 4 - Compliance Methodologies- Control-Based- Coverage-Based- Risk-Based- Case Studies- Discussion of Preferred MethodsSection 5 - Sarbanes-Oxley Act- What Happened in Year 2000?- The Details of the SOX Act- Compliance Requirements- Whistleblower Activity- Benefits of SOX ComplianceSection 6 - The Watchdog: PCAOB- Who are "They" and why were "They" formed?- The PCAOB Perspective- Enforcement Action - Dealing with External Auditors- PCAOB AlertsSection 7 - COSO "Control Environment"- What is Your "Tone of Control"- The Influence of Entity ControlsSection 8 - COSO "Risk Assessment"- Guidance from COSO ERM- Defining, Documenting and Assessing RiskSection 9 - COSO "Control Activities"- What are Control Activities?- The Seven Layers of Control- Testing and Documenting the Controls- The Design of Controls- The Operation of Controls- Assessing the Effectiveness of ControlsSection 10 - COSO "Information and Communication"- What Gets Communicated? When? To Whom?- Up, Down and Outside the OrganizationSection 11 - COSO "Monitoring Activities"- What Should Be Monitored? When? How? Who?- Case StudiesSection 12 - Planning the COSO Compliance Assessment- Project Management Methodologies- Defining Your Risks- Assessing Risk in Your Organization- Determining the Risk Response- Documenting the PlanSection 13 - Performing the Assessment- Assessing Entity Level Controls- Assessing Process Level Controls- Assessing IT General Controls- Assessing the Segregation of Duties- Internal Control Testing- Sampling Techniques - Documentation ExamplesSection 14 - Concluding the Assessment- Evaluating Internal Control Deficiencies- What is the Severity?- CAPs and Accountability- Remediation Activity- Re-Testing- Opining- Summarizing for Executives and BoardsSection 15 - Documentation- Control and Compliance Self-Assessments- The Maturity Model- How Do We Document COSO Compliance?- Client ExamplesSection 16 - Summary, Wrap-Up and Going Forward- Recap of COSO Compliance- Adjusting Compliance in Subsequent Years- Your Roadmap to Success!Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance &amp; Ethics Group's (OCEG) Governance, Risk &amp; Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training."Please contact the event manager Marilyn (marilyn.b.turner(at)nyeventslist.com ) below for:- Multiple participant discounts- Price quotations or visa invitation letters- Payment by alternate channels (PayPal, check, Western Union, wire transfers etc)- Event sponsorshipsNO REFUNDS/TRANSFERS ALLOWED ON REGISTRATIONSPrices may go up any time. Service fees included in pricing.-----------------------------------------------------------------This event is brought to you by:Corporate Compliance Seminars - NewYorkEventsListhttp://www.nyeventslist.comhttp://www.bostoneventslist.comhttp://www.sfbayeventslist.com-----------------------------------------------------------------"ELA191203CEV

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