Advanced Principles for Audit Management Training - St. Louis, MO (CCS)

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111 West Port Plaza

6th Floor

St. Louis, MO 63146

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Event description
Advanced Principles for Audit Management Training - St. Louis, MO (CCS)

About this Event

This is the third in our one-day CPE training seminars for skill building within the internal audit function. Do you have an Internal Audit department with the need for manager training?

As a follow-up to Audit 101 and 201, Audit 301: Becoming a Manager helps auditors becoming Management and active leaders for their audit teams. This CPE training course gives Managers oversight on how to review a file, properly budget and forecast projects and actively manage and juggle numerous projects.

Additionally, this CPE training course will give you the interpersonal skills to manage your audit team and your auditee's, even your audit management. Auditors should not get promoted without taking this course. Moving from staff auditor to audit manager calls for expanding the skills set. Not only do managers have to be efficient audit team members but also effective communicators, teachers, and active listeners. This enlightening seminar focuses on providing new managers with the tools they need to lead effectively in an internal auditing environment.

This real world CPE training seminar focuses on providing audit managers with the tools they need to manage effectively within the internal auditing function. This timely, one-day seminar is designed for the new audit manager and others who are responsible for the management of multiple audit teams and the internal audit function.

Seminar Highlights

- Plan, manage, and implement an internal audit from beginning to end.

- Best Practices in identifying and measuring audit risks

- Enhance interpersonal and team-building skills

- Understand the audit communication process

- Learn techniques for managing time and delegating tasks

- Best Practices for documenting and presenting audit results

Learning Objectives

- Attendees will understand effective audit risk assessment

- Attendees will learn how to identify audit management skills

- Attendees will have insight into team dynamics

- Attendees will learn how to evaluate the creation of audit documentation

- Attendees will discuss interpersonal and team-building skills

- Attendees will understand the management of the audit report creation process

- Attendees will discuss interpersonal and team-building skills

- Attendees will understand how to manage the audit communication process

Key Issues on the Agenda


Section 1 - Introduction and Background

- Duties & Responsibilities

- Changing Role

- Management and Oversight

Section 2 - Risk Assessment

- Building a Risk Assessment

- Factors and Conclusions

Section 3 - Managing People

- Seniors versus Auditors

- Varying Personality Types

- Generation Y

Section 4 - Managing Your Management

- Over communication

- Make your Boss not Manage you!

Section 5 - Interpersonal Skills for the Auditor

- Communications

- Oversight of Staff Auditors

- Empowering Staff

- Generation Y

- Positive Commentary

Section 6 - Managing your Constituents

- Who knows more about their job than they do?

- Empowerment of the Auditee

Section 7 - File Review

- What to Look For

- Review Comments

Section 8 - Time Management

- Budgeting and Forecasting

- Adding Back - Value added services

Section 9 - Finalizing Audit Reports

- Classification of Findings

- Timing of Follow-up

- Review and Issuance

Section 10 - Going Forward

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

Please contact the event manager Marilyn (marilyn.b.turner(at)nyeventslist.com ) below for:

- Multiple participant discounts

- Price quotations or visa invitation letters

- Payment by alternate channels (PayPal, check, Western Union, wire transfers etc)

- Event sponsorships


Prices may go up any time. Service fees included in pricing.


This event is brought to you by:

Corporate Compliance Seminars - NewYorkEventsList






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Date and Time


Regus Office Facility

111 West Port Plaza

6th Floor

St. Louis, MO 63146

View Map

Refund Policy

No Refunds

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